Guest post Research integrity

Nanodandruff and synthetic spectroscopy

The story of two data fabricators and Elsevier regulars, Sudheer Khan and Ali Fakhri. Smut Clyde brings them together in this new guest post about nanotechnology

More nano-fabricated mega-fraud, brought to you by Smut Clyde! This story has two main characters: one fraudulent professor in India, and one about to become one, unless his peers in Iran can prevent that. The two gentlemen never published together and probably never heard of each other. But imagine what could happen if these data fakers were to team up! Maybe this post will bring them together.

Our first large-scale nanofabricator Smut Clyde introduces today, is Sudheer Khan. Khan is assistant professor in materials science at SASTRA Deemed to Be University (sic!) in Tamilnadu, India. He retracted 2 papers so far (according to Retraction Watch database), more might follow, but it is another question if SASTRA would deem those as anything worth acting upon, what with their motto of “Think Merit. Think Transparency. Think SASTRA“. The other data faker is the aptly named Ali Fakhri, who usurps the position denied to a number of his honest competitors at the chemistry department of Islamic Azad University in Tehran, Iran. RW database doesn’t mention Ali Fakhri, but also he had to retract at least two papers (in 2013, here and here). Last year Fakhri was in AAAS Eureka Alert, because his creative approach to data fabrications was applied to remove prescription drugs from waste water, and to obtain Russian governmental funding in the process.

Both Fakhri and Khan do not content themselves with photoshopping electron microscopy images of nanoparticles which look like (or probably actually are) dandruff and other detritus, they also invented the art of “synthetic spectroscopy”. This is where you basically fake spectral analyses, in the expectation that nobody will ever look closely. After all, scientists are very rarely asked to submit raw data with their publications, this is also why some older scientists, unaccustomed to Photoshop, even used a pencil to draw fake spectra. Khan and Fakhri manufactured their spectral analyses and microscopy images freely and generously, and in the end, everyone was happy: the authors built themsleves an ill-deserved academic career, their universities drew funding on fraudulent papers, and the publisher Elsevier filled its multitudinal journal pages with tons of nanofraud which it then sold to universities as part and parcel of a bundle subscription.

Smut Clyde always manages to find beauty and poetry in nano-garbage. Here it goes.


The mountains skipped like rams, and the little hills like lambs, by Smut Clyde

These curious images first appeared in PubPeer threads four years ago. They are ostensibly Transmission Electron Microscopy enlargements of Ag₂S or Ag nanoparticles, though with the replicated skulls or masks in motion across a backdrop of nanodetritus, they could easily be cover art for a Bauhaus or Wire bootleg album.

skull2skull1

The response of the journals’ editors, after François-Xavier Coudert alerted them to the presence of Hallowe’en-themed 80s prog-rock covers, was mixed. In the case of the left-hand Figure 1c, from Kumari, Chandran and Khan (2014) – the later-submitted of the two, by a few days – the paper was eventually retracted, for this and other repetitions.

Act One, Sudheer Khan

In the case of the right-hand Figure 1c, from Alam et al. (2014), the authors assured the editors that the identical particles ‘A’ and ‘B’ had not been cloned in Photoshop, and the editors accepted that assurance:

“Author […] stated that they were not duplicated. We accepted his statement and have no information that contradicts it.”

They did eventually publish a Corrigendum, replacing Figures 1c and 1d with completely different images. We’ll come back to Fig 1d.

The wrong figures were submitted for Fig. 1c and d in the above referenced article. The correct figures are attached below. The authors regret for the error.

Did I mention that both journals are published by Elsevier?
skull3I described the skulls as ‘in motion’, because there is a third version, with the skulls in an altered arrangement, while the material of which they are composed has changed to ‘citric-stabilised magnetite’ Fe3O4:

Equilibrium and kinetic studies on adsorptive removal of malachite green by the citrate-stabilized magnetite nanoparticles
“Malachite Green” was the hero in a series of Sherlock Holmes-pastiche detective novels from the 1930s. Not many people know that.
Perhaps they are being juggled.

At any rate, the retraction and correction focussed attention on a Scanning Electron Microscope (SEM) image present in both original versions as Figures 1d or 1b, though identified as Ag and as Ag₂S nanoparticles.

figu1
fivepapersThe intellects vast and cool and unsympathetic who hang out in PubPeer discussion threads were quick to point out that overlapping enlargements of the same Giger-esque particulate landscape appeared in three other papers… shifting their allegiances to ZnO, ZnO, and a ZnO / CdO composite.

And we shouldn’t forget “Toxic potential of iron oxide, CdS/Ag₂S composite, CdS and Ag₂S NPs on a fresh water alga Mougeotia sp” (2015), in which Figure 1 is a tour-de-force of versatility. Three of its four panels consist of further enlargements from the same Protean nanoscape, variously rebranded as iron oxide AND CdS AND Ag₂S NP. Did I mention that all these papers have one author in common?

fig1

That team’s microphotographic virtuosity does not end there. Further anonymous / pseudonymous scrutiny brought to light a sparser selection of nanodetritus in four-fold repetition, variously identified as colloidal-silver nanites; Titania / TiO₂ [Oberon not included]; Ag again; and ZnO. In that fourth appearance the fragments of nanodandruff have been shuffled around and recomposed within the digital image, with particle reduplication to maximize the aesthetic effect.

dandruff

Our author of interest was not content with the scruffy, slightly-foxed imperfection of these images, and worked with his students in the quest for neatness and technical elegance:

For the past few years my students are working continuously in my laboratory to get hexagonal shaped ZnO NPs and we could achieve the same. The results were so perfect and TEM images were taken until we get very low noise and perfect hexagonal structure. The low noise was avoided by adjusting the contrast of the image.”

They responded to his challenge with these Platonic visions of geometrical purity:

hex
Influence of humic acid on the stability and bacterial toxicity of zinc oxide nanoparticles in water” (2015)
geometry
Interaction of colloidal zinc oxide nanoparticles with bovine serum albumin and its adsorption isotherms and kinetics” (2013)

We should also admire these two versions of a hexagonal ZnO crystal, affected by exopolysaccharides in one case and by capping agents in the other, which have left the crystal’s internal structure unchanged while radically revamping the other contents of the micrographic frame. And changing its scale.

crystal

But appreciation of electron-microscopy manipulations should not distract us from the group’s real metier, which lies in synthetic spectroscopy. “Unregistered Submission” at PubPeer brought together XRD patterns from five publications (and five materials). Here ‘XRD’ is X-Ray Diffraction: a crystal reflects an incident beam of X-rays at certain specific angles where the spacing of atoms along some plane within the crystal lattice matches the X-ray wavelength, allowing the crystallographer to characterise that arrangement of atoms and confirm or falsify what it’s supposed to be. XRD does not require a single large crystal… like a rainbow, forming from light bouncing off a random cloud of raindrops without the need for a single large prism to refract the sunlight, it can work on a powder of tiny crystals (nanoparticles) in random alignments.

xrds

mount1But there is inevitable noise in any diffractogram: small-scale fluctuations smearing out the flanks of the diffraction-angle peaks and ploughing up the flat baselines between them. Bear in mind that it is the nature of noise to be different each time.

The earliest XRD trace in this set was from 2013 – at the bottom, here – and it seems to be the original. The material was ZnO. The small peak at 2θ = 18° was surplus to requirements, so in the 2014, 2014 and 2015 versions it was replaced by copy-pasting a small-angle squiggle.

 

The Solar Enmount2ergy paper from 2015 (“Photocatalytic activation of CdS NPs under visible light for environmental cleanup and disinfection“) is a special case where the target of the X-ray beam had changed to CdS nanoparticles. This required the creation of a new diffractogram by cutting the original one into peaks and baseline squiggles and reassembling them in new locations, copied where necessary.

Once you taste the joys of copy-pasting squiggles it is hard to stop. Akhil et al (2016) brought multiple variations on a theme together in one place: ostensibly independent measurements of ZnO NPs, separately synthesized while fine-turing their surfaces with ethylene glycol, polyvinyl alcohol, polyvinylpyrrolidone and gelatin. They differed only in the duplicated stretch spliced into the middle of each exhibit, with the bulk of the 2013 XRD pattern remaining constant.

mount4-1

 

As crystal-lattice fingerprints, these are nonsense; how could any competent reviewers accept these Photoshop [or MS Paint] confections?
mount3But wait, there’s more from S. Sudheer Khan’s team! Please admire “Fig. 3. X-ray powder diffraction analysis of …(b) CdS/Ag2S composite”, from Jagadeesh et al (2015).

The next two XRD patterns were not reconstructions of the 2013 ZnO original. Both supposedly came from experiments with iron oxide. One is Figure 3(a) from Jagadeesh again; the second is Fig. 1(d) from Mishra, Chandran & Khan (2014) (which is the Malachite Green paper we encountered near the start). Both are Frankenstein-style patchwork productions. Neither is at all authentic.
Finally, a relatively subtle piece of digital retouching. Perhaps there was a gap left by removing a peak in the wrong place. Closing the circle, this is Figure 1(e) (“XRD pattern of freshly synthesized Ag NPs”) from Alam et al. (2014) – the corrected Spectrochimica Acta paper with which we began.

airedales

The authors had an opportunity to amend this Figure when they replaced 1(c) and 1(d), but passed it by, so I guess they still stand by 1(e).

As always, I am only showing the shiniest objects from the PubPeer threads, which readers should explore for themselves. More could be said about S. Sudheer Khan’s colleagues at the same institution, e.g. here:

This paper is by authors from VIT Vellore. Several papers from this institute in Vellore have been discussed in Pub Peer. In the present case there is an extensive recycing of the same figures / data. It is hoped that the authorities of VIT Vellore will look into this and start taking approriate action to stop this practise.

Indeed, the “digital dandruff” image is not original to S.S.K., and its first two appearances [above] were in papers without his co-authorship; his colleagues passed it on when they had finished with it, like a half-sucked lollipop. But anyway, this is really a concern for Indian scientists. I am more interested in the whole saga as a symptom.

Intermezzo

Crap papers are written for any number of reasons. The general theme that as long as “science” is seen as a Good Thing, people will be keen to pretend that their mental effluvia count as “science” – even if they would be rejected from collections of Vogon Poetry. So we rely on the journals and their tradition of peer review to function as the Gate-Keepers of Academia… keeping the Literature unsullied by displays of gratuitous incompetence; by word-wooze churned out by seat-warming drones for CV-polishing and career enhancement; by alt-med grifters engaged in cargo-cult science and white-coat cosplay; by fabrications intended to camouflage someone’s political agenda as Objective Fact (thereby forcing all these different kinds of interlopers to launder their productions through journal-shaped dumpsters from predatory publishers, in the form of paid press releases in paper disguise).

But here the gate-keeping was an abject failure. The gates are wide open and so many Trojan Horses have trundled into Troy that the streets are congested and there is no space for the townspeople to go about their business. Emblazon the Wall of Shame with the names of the offending journals:

Bioprocess and Biosystems Engineering
Colloids and Surfaces B Biointerfaces (x 4)
Journal of Basic Microbiology (x 2)
Journal of Environmental Sciences
Journal of Photochemistry and Photobiology B Biology (x 5)
RSC Advances
Solar Energy

Spectrochimica Acta Part A

This would be easy to understand if these were Open Access journals, with the authors paying for the expenses of science publication (including the publishers’ profits!)… for arguably the OA paradigm discourages publishers from rejecting papers and imposing standards any higher than a Limbo bar, thereby turning down money [**cough** Frontiers]. But in this case the offenders were subscription-model journals (where readers pay for those expenses, which generally means “university libraries”). In fact the list is dominated by Elsevier assets – the Evil Empire of science publishing. Colloids and Surfaces B boasts of an Impact Factor of 3.997.

A contributing factor could be the dominant market positions of a few publishers. Or it could be the journal editors, who are often fighting to increase the prominence and prestige of their particular specialty (that’s why they became editors!), even at the cost of padding out the page-count of their journals with empty pixels. But why bore you with my speculations, when I could be boring you with more examples of research malfeasance?

Act 2: Ali Fakhri

So a challenger appears! Again, commended to our attention by F.-X. Coudert. The aptly-named Ali Fakhri [Young Researchers and Elites Club, Science and Research Branch, Islamic Azad University, Tehran] is at present represented in PubPeer by 16 23 threads of post-publication enquiry – the same number as more than Sudheer Khan but they are all recent papers from the last three years (in contrast to Khan who took eight or nine years to enliven the literature with his creations).

[updated in proof]

Fakhri’s talents include liquid chromatography (Fakhri & Nejad, 2016):

…and patchwork Fourier-Transform Infrared spectra (Gupta et al. 2017)

However, his specialty consists of the production of XRD scans for a diversity of nanotechnology materials, plotted in a way that highlights the pixel-level jaggies of noise replicated across them.

Gupta et al (2017)


Peaks duplicate and shift location like jumping genes, within single Figures and between papers. They bring to mind the Māori legends of migratory mountains.

The mountains skipped like rams, and the little hills like lambs.
Hosseini et al. 2018; Hosseini et al 2018b.

These patterns are especially noteworthy for their baselines – the flat-line, diffraction-free, noise-only stretches between the peaks – where we find the noise repeated like a tape-loop or a music sample in some aspiring rapper’s demo track (Fakhri & Kahi 2017).

Two more variations on the theme of graphene-oxide XRD:

Sometimes these reverberant noise sequences are assembled from smaller units, in the manner of trains, and it is tempting to turn them into animated GIFs in which they chug across the diagram trailing smoke. Sometimes they even find their way into XRD patterns made up for more than one paper.

Fakhri, Tahami & Nejad (2017)

Hosseini et al. (2018), Fakhri et al (2017)
The pinnacle of Fakhri’s art practice was arguably Fakhri et al (2017), with two plots of XRD residuals – that is, the difference between the noise-ridden data and a theoretical angular distribution as predicted by a diffraction model with optimized parameters. These tracks of isolated noise are invented, bearing no discernible relationship to the purported “data”, but even so they are identical across much of their angular range. The author could not be bothered fabricating two different noise tracks… or perhaps the duplication was deliberate, a challenge to the journal’s editors and reviewers, boasting about the fictitious nature and daring them to challenge it.

This is what keeps bringing me back to the nanotechnology field (or Advanced Materials Science if you prefer). These are not marginal journals (IJBM has an IF of 3.909). Many of the people publishing in them – perhaps even the majority – are not fakes and frauds. But how are readers to tell which is which?

International Journal of Biological Macromolecules (x 6)

Journal of Colloid and Interface Science (x 2)

Journal of Inorganic and Organometallic Polymers and Materials

Journal of Materials Science Materials in Electronics (x 3)

Journal of Molecular Liquids (x 2)

Journal of Photochemistry and Photobiology B Biology (x 9)

Editors and reviewers looked at these 16 papers and thought “Yes, this is how XRD patterns are supposed to appear, full of rap-music samples, migratory mountains and toy train sets”. Someone looked at these energy-dispersive Element Maps (Hosseini et al, 2018) and thought “Sulphur atoms in these MnS₂ particles are distributed in multiple copies of Freytag’s Pyramid? That seems about right”.


Fakhri et al (2019) include “Fig. 3 EDS elemental mapping of the of CoS₂–SiO₂-1/CS nanocomposites”:


The Si and O panels, at least, were not obviously constructed from extensive use of the Clone stamp. Mind you, the Cobalt panel mostly looks plausible enough, except for the zone which was filled in with a repeating tow-truck motif.

Having started this post with TEM shenanigans, we should probably finish the same way:

clonescales

The right-hand image nominally portrays a “CdSe quantum-dots-decorated SnO2 nanotube“, but I like to think that it is really a digital plant-stem, suffering from an infestation of Photoshop scale-bugs.

Fakhri is not bound to a regular team of co-authors, and juggles a diverse list of collaborators (I surmise that he is invited into multiple projects to lend his X-ray diffraction skills). It does not do to think of all the well-intended researchers whose own work in these projects could become collateral damage in the event of any retractions.


 

 

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14 comments on “Nanodandruff and synthetic spectroscopy

  1. Things that are outrageous and are on dramatic increase in last 20 years
    1. Predatory Journals
    2. Scamferences
    3. Predatory Book publishing. I hardly see any books or chapters cited in Journal articles. You type in Nanotechnology books, you get thousands. Who is reading or citing these books (out of date anyway). Anybody did a survey on how often books are cited? Many libraries order books just based on titles and to stock the racks. This scientific book publishing serves no one and the biggest scam of all and is beyond post publication peer review.

    Like

  2. Thank you for bringing the problem of systematic fraud in research more known. I loved the Trojan horse metaphor!

    I knew that the nano field was tainted with a lot of problems. Unfortunately this is a general challenge of today’s science, e.g. drug development in cancer research and stem cells.

    We have definitively a crisis of trust in science, and as long as scientific journals and publishers like Elsevier together with many research institutes do not show any responsibility for scholarly literature, my only hope is that NIH and the US National Library of Medicine could implement stricter requirements for indexing in Medline/PubMed. The wild west in scientific publishing we are witnessing must end!

    As the real gate-keepers of scientific publishing,USNLM could efficiently stop the many journals publishing the junk science just by introducing some simple quality requirement (e.g. to retract all the previous published articles which contain manipulated/falsified data).

    Inspired by the cruelty shown here, I will send a letter to the NIH director Fancis S. Collins (collinsf@mail.nih.gov) and USNLM director Patricia F. Brennan (patti.brennan@nih.gov) and politely ask for help.

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  3. Weissmüller

    Fabricated nanoparticle papers seem to be coming from developing countries (or, the authors are coming from developing countries, as in the case of the recent Maqbool-Franklin case from Poland). It is logical to ask, whether nanoparticle research is cultivated only in some developing countries; or, alternatively, does it mean that developing countries should overcome poor ethical standards prevalent among their academics?

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  4. The link you provided says Sudheer Khan is a professor, not assistant professor, or I missed something?

    Like

  5. chloralhydrate

    … I have to admit, that as a chemist I “enjoy” reading this much more than the usual bio(chem)-fake-blot bullshit. Seems like copy-pasting peaks to make “correlated spectroscopy” (correlated spectroscopy = spectra obtained from correl draw) never gets old. I very well remember the case of Bengu Sezen, who made all the 1H NMR spectra in this fashion (she was caught because there were always the same satelite peaks as a courtesy of the copy-paste procedure) in early 00’s, when I started my chemistry studies. But “correlated” XRD, that’s new. I wonder if some of the “peaks” are not gaussians inserted in the appropriate places, instead of just copy-pasting some real peak…

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    • Smut Clyde

      Then there is the genre of photoshopped FACS plots, which come up sometimes in Leonid’s posts.

      One guy, Yogeshwer Shukla, seems to have published a lot of them, and comes up in PubPeer threads from time to time. His productions (or his students’) can be quite egregious.
      https://pubpeer.com/search?q=Yogeshwer+Shukla

      Like

  6. I’m a chemist so I remember the Bengu Sezen case as well, but I didn’t realize it was FrankenNMR until the report came out much, much later. I didn’t notice anything at all in the spectra. The only time I did notice something was the J.J.LaClair fakery where I noticed he didn’t have any carbon satellites in his final spectrum of hexacyclinol. In general, unless it’s pointed out to me with some highlights or a circle, I just don’t see these repeating patterns. Probably I have poor spatial recognition, but it makes me a bit sympathetic to the reviewers. There is not much time to look at this stuff and unless it’s obvious fakes like those smooth IR spectra from a post or two ago (even with the wrong assignments for signals for one which looked real), then I will just miss it. It’s obvious when I see it highlighted in retrospect with a yellow circle or green square, but often if someone tells me something is wrong with a figure and asks me to guess what it is, I can spend a very long time looking at it in vain.

    Maybe some reviewers let it through on purpose to later write about it in PubPeer, as otherwise it would just alert the authors and they wouldn’t submit it to another journal and would not suffer any consequences?

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  7. Smut Clyde

    Sylvie Coyaud remarked on the way that Elsevier (and other oligarchic publishers) ‘bundle’ their journal subscriptions, so that libraries cannot pick and choose the ones they specifically want.

    “Gli editori scientifici vendono alle biblioteche universitarie e dei centri di ricerca un abbonamento a “pacchi” (bundles) di riviste, alcune delle quali hanno prezzi tanto più allucinanti che autori e revisori non sono retribuiti e che il copyright appartiene in esclusiva all’editore. Dell’oligopolio, Elsevier è il più inflessibile e ha “interrotto le trattative” con alcuni paesi, tra cui la Germania che ha osato addirittura pretendere uno sconto per gli articoli già pagati per essere in open access.”
    http://ocasapiens-dweb.blogautore.repubblica.it/2019/02/06/boycott-elsevier-passim/

    This goes some way to explaining how some journals, while subscription-based, can act like predatory author-paid ones, blithely oblivious to quality control.

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  8. I am wondering if the whole nano field in China is made up? There is an apparently endless number of articles containing fabricated data about nano particles. I am deeply concerned, not only due to the terrible waste of public research funding, but also because of the clinical relevance claimed in these papers.

    Newly posted at Pubpeer is a collection of new cases, involving three different research groups. Last authors on these papers are:

    Jing Huang, East China Normal University.
    Hui Cai, Nanjing University.
    Qianqian Liang, Shanghai University of Traditional Chinese Medicine.

    Nano particle size distribution data has been reused in at least five different papers, all with different types of fabricated nano particles.

    https://pubpeer.com/publications/0B714BF90015A284320E3A5D11C9A6#2
    https://pubpeer.com/publications/C5B0B73819D708765762C0646B4455#3
    https://pubpeer.com/publications/FA1628153D64F4ECB5CA1B6BBB3155#2
    https://pubpeer.com/publications/5B599D8260ED2D6F02E7E1D7719A2D#1

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  9. Once again I stand in awe of your energy and perseverance. Just a tiny point about making fun of people’s names. Fakhri means “glory”. A lot of people have that name who never faked anything. Fakir also does not have a negative connotation, if you were wondering. All the ones I have met are lovely people.

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    • Smut Clyde

      Just a tiny point about making fun of people’s names. Fakhri means “glory”. A lot of people have that name who never faked anything. Fakir also does not have a negative connotation, if you were wondering. All the ones I have met are lovely people

      A good point. Apologies to all who share the name.

      Like

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